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“人口工彩画”-知识课堂

中基协:对登记备人口工彩画案材料造假行为“零容忍”

来源: 湖南日报
2024-11-09 09:55:39

最佳回答

“人口工彩画”中基协:对登记备人口工彩画案材料造假行为“零容忍”

  中新人口工彩画网北京11月8日电 题:中基协人口工彩画严正声明:对登记备案材料造假行为“零容忍”

  中新财经记者陈康亮

  中国证券投资基金业协会(下称中基协)8日发布严正声明称,对登记备案材料造假行为“零容忍”。

  中基协表示,近期发现“宁本咨询”等不法中介机构和从业人员罔顾职业操守和法律底线,开展人员挂靠等违规业务。此类行为违反相关法律法规和监管规定,对投资者造成严重误导,严重破坏私募基金行业生态。为提高行业合规运作水平,营造诚实守信的良好生态,中基协严正声明如下:

  中基协对登记备案材料造假行为“零容忍”,一经发现严肃处理,将根据《私募投资基金登记备案办法》对相关涉事机构和人员采取相应自律管理或纪律处分措施。

  中基协对与中介机构违规合作办理登记备案业务的行为从严核查、严厉打击,同时提醒各申请机构、私募基金管理人,时刻绷紧合规之弦,对任何机构或个人作出的“提供兼职、全职挂靠人员”“提供按需上岗、可灵活就业的各类高管人员”等虚假登记备案承诺或宣传,务必提高警惕,严防上当受骗,确保合法合规办理登记备案业务。

  中基协将持续跟踪、重点关注与不法中介机构合作的职业挂靠人员。中基协严肃提醒各私募基金从业人员爱惜自身声誉,坚守职业操守和合规底线,清醒认识挂靠行为所带来的相关风险和违法违规责任,切勿随意出借个人从业资质配合不法机构进行虚假登记。(完)

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